Quiz: Recertification and Handling Major Changes to AI Systems

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Question 1 of 5

1. Question

How does recertification differ from surveillance audits?

Recertification is optional; surveillance audits are mandatory
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Recertification is a full re-audit of your management system at the end of three years; surveillance audits are smaller sample audits during the certificate validity period
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Recertification only reviews new controls; surveillance audits review all existing controls
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Recertification can be skipped if you had no findings during surveillance
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Question 2 of 5

2. Question

Can you change your certification scope during recertification?

No, your scope is fixed at initial certification
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Yes, you can expand, refine or remove scope items based on your current operations
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Yes, but only if the original certification body approves the change
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Only if you switch to a new certification body
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Question 3 of 5

3. Question

If you deploy a fundamentally new type of AI system during your certificate validity period, what should you do?

Wait until recertification to address it
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Notify your certification body and discuss whether an interim audit or scope extension is needed
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Continue operating without changing your certification, as the certificate covers all AI systems
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Automatically seek a new certification from a different body
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Question 4 of 5

4. Question

When should you start planning your recertification?

Three months before your certificate expires
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One month before your certificate expires
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12 months before your certificate expires to allow adequate time for preparation
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On the day your certificate expires
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Question 5 of 5

5. Question

Must you recertify with the same certification body that conducted your initial audit?

Yes, the same body is required by ISO 42001
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No, you are free to switch to a different accredited body, though many choose the same body for continuity
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Yes, but you can request a different auditor from the same body
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The choice of body is random and assigned by UKAS
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Quiz: Recertification and Handling Major Changes to AI Systems

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